Filing Details
- Accession Number:
- 0001181431-13-050351
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-24 12:32:05
- Reporting Period:
- 2013-07-16
- Filing Date:
- 2013-09-24
- Accepted Time:
- 2013-09-24 12:32:05
- Original Submission Date:
- 2013-07-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393066 | Resolute Forest Products Inc. | RFP | Paper Mills (2621) | 980526415 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385897 | Steelhead Navigator Master, L.p. | C/O Maples Corporate Services Limited P.o. Box 309, Ugland House Grand Cayman E9 KY1-1104 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-07-16 | 60,000 | $15.03 | 12,875,160 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-16 | 40,863 | $15.04 | 12,834,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-17 | 100,000 | $15.27 | 12,734,297 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-17 | 103,706 | $15.31 | 12,630,591 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-18 | 55,000 | $15.22 | 12,575,591 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-07-18 | 9,631 | $15.24 | 12,565,960 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- A portion of the shares of the issuer's common stock reported on this Form 4 was issued to the reporting person pursuant to the issuer's plans of reorganization (the "Plans") in connection with its creditor protection proceedings under Chapter 11 of the U.S. Bankruptcy Code and the Companies' Creditors Arrangement Act (Canada). The issuance of the shares under the Plans is in partial consideration of the claims arising from the reporting person's ownership of certain bonds, which have been canceled pursuant to the Plans. The initial distribution of the shares of the issuer's common stock to certain creditors pursuant to the Plans, including to the reporting person, occurred on December 20, 2010. As the remaining claims are being resolved pursuant to the Plans, the creditors, including the reporting person, may from time to time receive additional distribution of shares of the issuer's common stock.
- On November 6, 2012, 50,996 additional shares were distributed to Steelhead Navigator Master, L.P. pursuant to the Plans, which is the reason for this amendment to Form 4. The November 6, 2012 distribution of 50,996 shares was not included in the previous Form 4 filing because the reporting person did not have the information at the time. The number of shares of the issuer's common stock reported in Table I above includes all distributions pursuant to the Plans received by the reporting person as of July 18, 2013.