Filing Details
- Accession Number:
- 0001225208-13-020364
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-23 16:02:36
- Reporting Period:
- 2013-09-20
- Filing Date:
- 2013-09-23
- Accepted Time:
- 2013-09-23 16:02:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Radio Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 521700207 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207459 | J David Frear | 1221 Avenue Of The Americas New York NY 10020 | Evp And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-20 | 561,200 | $0.99 | 562,200 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 553,750 | $0.62 | 1,115,950 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-20 | 430,073 | $3.97 | 685,877 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-20 | 684,877 | $3.97 | 1,000 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-20 | 561,200 | $0.99 | 561,200 | $0.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-20 | 553,750 | $0.62 | 553,750 | $0.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 561,200 | 2011-08-09 | 2020-08-09 | No | 4 | M | Direct |
| 0 | 2010-08-31 | 2019-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 85,046 | Indirect | By 401(k) Plan |
| Common Stock | 1,900 | Indirect | By Spouse |
Footnotes
- Represents the weighted average sales price for the price increments ranging from $3.9450 to $3.9750. The Reporting Person understakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.
Billionaire Hedge Funds
