Filing Details
- Accession Number:
- 0001411207-13-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-23 15:46:41
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-23
- Accepted Time:
- 2013-09-23 15:46:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411207 | Allison Transmission Holdings Inc | ALSN | Motor Vehicle Parts & Accessories (3714) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543507 | C. Eric Scroggins | One Allison Way Indianapolis IN 46222 | Vp, Gen. Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-19 | 2,000 | $12.66 | 16,472 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 2,575 | $8.44 | 19,047 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 2,300 | $24.99 | 16,747 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 3,640 | $8.44 | 20,387 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 360 | $12.66 | 20,747 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-20 | 4,000 | $24.99 | 16,747 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-19 | 2,000 | $0.00 | 2,000 | $12.66 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-19 | 1,475 | $0.00 | 1,475 | $8.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-19 | 1,100 | $0.00 | 1,100 | $8.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-20 | 3,640 | $0.00 | 3,640 | $8.44 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-20 | 360 | $0.00 | 360 | $12.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,918 | 2018-03-29 | No | 4 | M | Direct | |
| 0 | 2018-03-29 | No | 4 | M | Direct | |
| 3,640 | 2018-04-23 | No | 4 | M | Direct | |
| 0 | 2018-04-23 | No | 4 | M | Direct | |
| 53,558 | 2018-03-29 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 21, 2012.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $24.9000 to $25.1300. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $24.9000 to $25.0700. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vested in five equal annual installments beginning on December 17, 2008.
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