Filing Details
- Accession Number:
- 0001140361-13-036657
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 19:43:18
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 19:43:18
- Original Submission Date:
- 2013-09-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840715 | Clearone Inc | CLRO | Radio & Tv Broadcasting & Communications Equipment (3663) | 870398877 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1477744 | J Michael Braithwaite | 5225 Wiley Post Way, Suite 500 Salt Lake City UT 84116 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-12 | 19,800 | $2.65 | 20,600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 10,000 | $3.00 | 30,600 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 6,944 | $5.48 | 37,544 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 8,888 | $3.92 | 46,432 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 23,635 | $8.16 | 22,797 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-13 | 10,279 | $7.95 | 12,518 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 19,800 | $0.00 | 19,800 | $2.65 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 10,000 | $0.00 | 10,000 | $3.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 6,944 | $0.00 | 6,944 | $5.48 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 8,888 | $0.00 | 8,888 | $3.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 40,000 | 2012-11-30 | 2019-11-30 | No | 4 | M | Direct |
| 30,000 | 2013-05-26 | 2020-05-26 | No | 4 | M | Direct |
| 23,056 | 2013-09-05 | 2021-08-05 | No | 4 | M | Direct |
| 14,168 | 2013-09-11 | 2022-05-11 | No | 4 | M | Direct |
Footnotes
- Original Form 4 filed on 09/18/2013. This Amendment is being filed to correct the Transaction codes for the exempt exercise of employee stock options.
Billionaire Hedge Funds
