Filing Details
- Accession Number:
- 0001179110-13-014484
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 19:17:41
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 19:17:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249808 | Richard Rowley | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Vp, Corp. Controller & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-19 | 3,035 | $34.16 | 20,016 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 3,021 | $34.03 | 23,037 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 6,056 | $51.85 | 16,981 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2013-09-19 | 3,035 | $34.16 | 3,035 | $34.16 |
| Common Stock | Stock Options (right to buy) | Disposition | 2013-09-19 | 3,021 | $34.03 | 3,021 | $34.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,397 | 2013-09-19 | 2017-01-25 | No | 4 | M | Direct |
| 10,272 | 2013-09-19 | 2018-01-24 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $51.85 to $51.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Vests monthly at a rate of 2.08% of the original grant of 23,000 shares for 48 months from the original grant date of January 25, 2010.
- Vests monthly at a rate of 2.08% of the original grant of 29,000 shares for 48 months from the original grant date of January 24, 2011.
Billionaire Hedge Funds
