Filing Details
- Accession Number:
- 0001209191-13-045158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 19:01:04
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 19:01:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1402609 | Jr William Lehmann | 3201 Carnegie Avenue Cleveland OH 44115 | President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-18 | 15,704 | $1.78 | 564,836 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-19 | 6,000 | $1.84 | 558,836 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-20 | 6,000 | $1.82 | 552,836 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award to partially satisfy the related tax obligation.
- Shares sold pursuant to a Rule 10b5-1 plan for tax and planning purposes related to the quarterly vesting of a June 2013 restricted stock unit award.
- The price reported in Column 4 is a weighted average price. These shares were sold in mulitiple transactions at prices ranging from $ $1.79 to $1.89, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in mulitiple transactions at prices ranging from $ $1.80 to $1.87, inclusive.
- Securities beneficially owned are comprised of: (1) 27,000 shares of common stock owned, and (2) 525,836 restricted stock units, awarded on June 20, 2013, related to the termination of 2005 incentive agreements and that will vest ratably, on a quarterly basis through June 18, 2016.