Filing Details
- Accession Number:
- 0001209191-13-045155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 18:41:39
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 18:41:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205951 | G Nicholas Sturiale | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-19 | 32,812 | $4.82 | 63,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 58,925 | $61.28 | 4,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-09-19 | 32,812 | $0.00 | 32,812 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,188 | 2021-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 143 | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.10 to $61.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- The shares are held directly by SRB Associates VIII L.P. ("SRBA VIII"). The reporting person is a general partner of SRBA VIII and disclaims beneficial ownership of the shares held by SRBA VIII except to the extent of his pecuniary interest in these shares.
- Shares subject to the option vest in forty-eight equal monthly installments beginning on January 15, 2012.
Billionaire Hedge Funds
