Filing Details
- Accession Number:
- 0001209191-13-045144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 18:03:12
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 18:03:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368148 | Athersys Inc / New | ATHX | Pharmaceutical Preparations (2834) | 204864095 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1402610 | J John Harrington | 3201 Carnegie Avenue Cleveland OH 44115 | Chief Scientific Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-18 | 15,619 | $1.78 | 651,576 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2013-09-20 | 30,000 | $1.82 | 621,576 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares withheld from the quarterly vesting of a June 2013 restricted stock unit award to partially satisfy the related tax obligation.
- Shares sold for tax and planning purposes related to the quarterly vesting of a June 2013 restricted stock unit award.
- Securities beneficially owned are comprised of: (1) 98,571 shares of common stock owned, and (2) 523,005 restricted stock units, awarded on June 20, 2013, related to the termination of 2005 incentive agreements and that will vest ratably, on a quarterly basis through June 18, 2016.
Billionaire Hedge Funds
