Filing Details
- Accession Number:
- 0001181431-13-050109
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 18:42:07
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 17:42:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1532961 | Nv5 Holdings Inc. | NVEE | Services-Miscellaneous Business Services (7380) | 453458017 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1572737 | A. Jeffrey Liss | 200 South Park Road Suite 350 Hollywood FL 33021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-18 | 400 | $0.00 | 8,400 | No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
Common Stock | Acquisiton | 2013-09-18 | 600 | $0.00 | 9,000 | No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
Common Stock | Acquisiton | 2013-09-19 | 1,000 | $0.00 | 10,000 | No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
No | 4 | P | Indirect | Nancy J. Liss Revocable Trust, dated 12/14/1999 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-09-18 | 400 | $0.00 | 400 | $7.80 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-09-18 | 600 | $0.00 | 600 | $7.80 |
Common Stock | Warrant (Right to Buy) | Acquisiton | 2013-09-19 | 1,000 | $0.00 | 1,000 | $7.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400 | 2013-09-27 | 2018-03-27 | No | 4 | P | Indirect |
600 | 2013-09-27 | 2018-03-27 | No | 4 | P | Indirect |
1,000 | 2013-09-27 | 2018-03-27 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,836 | Direct |
Footnotes
- The reported securities are part of a Unit purchased by the reporting person for $8.9899 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
- Jeff Liss is a trustee of the Nancy J. Liss Revocable Trust, dated 12/14/1999. Mr. Liss disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- The reported securities are part of a Unit purchased by the reporting person for $8.9983 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.
- The reported securities are part of a Unit purchased by the reporting person for $8.9659 per Unit. Each Unit consists of one share of common stock and a Warrant to purchase one shares of common stock.