Filing Details
- Accession Number:
- 0001209191-13-045136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 17:24:55
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 17:24:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1289592 | Tower Group International Ltd. | TWGP | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306353 | H Michael Lee | Crown House, 4 Par-La-Ville Road Hamilton, Bermuda HM 08 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock-Par Value @ $0.01 Per Share | Disposition | 2013-09-18 | 1,167,659 | $10.16 | 2,363,727 | No | 4 | S | Direct | |
Common Stock-Par Value @ $0.01 Per Share | Disposition | 2013-09-18 | 55,901 | $11.16 | 2,307,826 | No | 4 | S | Direct | |
Common Stock-Par Value @ $0.01 Per Share | Disposition | 2013-09-18 | 9,900 | $12.28 | 2,297,926 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These sales were required and effected by a financial institution in accordance with the acceleration of repayment obligations pursuant to a loan agreement under which these shares were pledged as collateral.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.91 to $10.90, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.90, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.91 to $12.39, inclusive.
- The reporting person undertakes to provide to Tower Group International, Ltd., any security holder of Tower Group International, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.