Filing Details

Accession Number:
0001209191-13-045136
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 17:24:55
Reporting Period:
2013-09-18
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 17:24:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1289592 Tower Group International Ltd. TWGP Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306353 H Michael Lee Crown House, 4 Par-La-Ville Road
Hamilton, Bermuda HM 08
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock-Par Value @ $0.01 Per Share Disposition 2013-09-18 1,167,659 $10.16 2,363,727 No 4 S Direct
Common Stock-Par Value @ $0.01 Per Share Disposition 2013-09-18 55,901 $11.16 2,307,826 No 4 S Direct
Common Stock-Par Value @ $0.01 Per Share Disposition 2013-09-18 9,900 $12.28 2,297,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. These sales were required and effected by a financial institution in accordance with the acceleration of repayment obligations pursuant to a loan agreement under which these shares were pledged as collateral.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.91 to $10.90, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.90, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.91 to $12.39, inclusive.
  5. The reporting person undertakes to provide to Tower Group International, Ltd., any security holder of Tower Group International, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.