Filing Details
- Accession Number:
- 0001181431-13-050103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 17:23:46
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 17:23:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277632 | Richard Spurr | 2711 North Haskell Avenue Suite 2200 Dallas TX 75204 | Chairman/Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-18 | 39,547 | $1.11 | 390,094 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-18 | 39,547 | $4.85 | 350,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 1,904 | $1.11 | 352,451 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 1,904 | $4.85 | 350,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 215 | $1.11 | 350,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-20 | 215 | $4.85 | 350,547 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-20 | 273,334 | $1.50 | 623,881 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-20 | 269,434 | $4.85 | 354,447 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-20 | 3,200 | $4.86 | 351,247 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-20 | 200 | $4.87 | 351,047 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-20 | 100 | $4.87 | 350,947 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-20 | 400 | $4.88 | 350,547 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2013-09-18 | 39,547 | $0.00 | 39,547 | $1.11 |
| Common Stock | Common Stock Option | Disposition | 2013-09-19 | 1,904 | $0.00 | 1,904 | $1.11 |
| Common Stock | Common Stock Option | Disposition | 2013-09-20 | 215 | $0.00 | 215 | $1.11 |
| Common Stock | Common Stock Option | Disposition | 2013-09-20 | 273,334 | $0.00 | 273,334 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,119 | 2018-12-22 | No | 4 | M | Direct | |
| 215 | 2018-12-22 | No | 4 | M | Direct | |
| 0 | 2018-12-22 | No | 4 | M | Direct | |
| 0 | 2016-12-17 | No | 4 | M | Direct |
Footnotes
- These options became fully vested on September 23, 2010.
- These options became fully vested on December 18, 2009.
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