Filing Details
- Accession Number:
- 0001181431-13-050076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 17:06:05
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 17:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 892986 | Warren Resources Inc | WRES | Crude Petroleum & Natural Gas (1311) | 113024080 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1187852 | E David Fleming | 1114 Avenue Of The Americas 34Th Floor New York NY 10036 | Secretary & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-18 | 29,000 | $0.51 | 53,396 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-18 | 29,000 | $2.91 | 24,396 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 26,000 | $0.51 | 50,396 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 8,180 | $2.90 | 42,216 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-18 | 29,000 | $0.00 | 29,000 | $0.51 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-09-19 | 26,000 | $0.00 | 26,000 | $0.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,000 | 2010-03-04 | 2014-03-04 | No | 4 | M | Direct |
| 0 | 2010-03-04 | 2014-03-04 | No | 4 | M | Direct |
Footnotes
- Common Stock sold in an amount necessary to cover exercise price of Stock Options and Reporting Person's applicable income taxes.
Billionaire Hedge Funds
