Filing Details
- Accession Number:
- 0001181431-13-050071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 17:00:38
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 17:00:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535684 | W Mark Peterson | 4701 West Greenfield Avenue Milwaukee WI 53214 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-19 | 15,586 | $4.79 | 18,586 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 13,112 | $4.80 | 31,698 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-19 | 7,285 | $8.89 | 38,983 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-19 | 35,983 | $20.03 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-19 | 15,586 | $0.00 | 15,586 | $4.79 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-19 | 13,112 | $0.00 | 13,112 | $4.80 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-19 | 7,285 | $0.00 | 7,285 | $8.89 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-04-19 | No | 4 | M | Direct | |
| 5,620 | 2010-07-30 | 2019-07-30 | No | 4 | M | Direct |
| 7,284 | 2011-07-29 | 2020-07-29 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $18.74 | 2012-12-29 | 2021-12-29 | 83,254 | 83,254 | Direct |
| Common Stock | Stock Option (Right to Buy) | $22.03 | 2012-05-11 | 2022-05-11 | 225,000 | 225,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-12-29 | 83,254 | 83,254 | Direct |
| 2022-05-11 | 225,000 | 225,000 | Direct |
Footnotes
- The options were exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Option fully vested.
- One half of the original option vests in five annual installments beginning on the date listed above. The other half vests in five annual installments on March 31 of each fiscal year based on continued employment.
- One half of the original option vests three years from the date listed above and the other half vests five years from the date listed above.
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