Filing Details
- Accession Number:
- 0001209191-13-045119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 16:59:15
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 16:59:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1412673 | K Dennis Eck | 1000 Remington Blvd., Suite 120 Bolingbrook IL 60440 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-18 | 22,895 | $74.91 | 508,987 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-18 | 22,895 | $118.35 | 486,092 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-18 | 952 | $120.00 | 485,140 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-09-18 | 22,895 | $0.00 | 22,895 | $74.91 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-19 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $117.01 to $120.00. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The options, representing an initial right to purchase a total of 54,946 shares, vested and became exercisable commencing March 31, 2013 in equal increments over a period of twelve months on the last day of the month during which Mr. Eck served as Interim Chief Executive Officer of the Company, and for one additional month thereafter as long as he continued to serve as a director. The options have ceased to vest and the unvested portion has been forfeited, cancelled and has ceased to be exercisable.
Billionaire Hedge Funds
