Filing Details

Accession Number:
0001144204-13-051728
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-20 13:28:41
Reporting Period:
2013-09-11
Filing Date:
2013-09-20
Accepted Time:
2013-09-20 13:28:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420030 Targeted Medical Pharma Inc. TRGM Pharmaceutical Preparations (2834) 205863618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509917 William Shell C/O Targeted Medical Pharma, Inc.
2980 Beverly Glen Circle, Suite 301
Los Angeles CA 90077
Ceo & Chief Scientific Officer Yes Yes Yes No
1511770 Trust Family Shell William & Charuvastra Elizabeth 3048 Nicada Drive
Los Angeles CA 90077
No No Yes No
1587330 Trust Survivor's Shell William 3048 Nicada Drive
Los Angeles CA 90077
No No Yes No
1587334 Trust Marital Charuvastra Elizabeth 3048 Nicada Drive
Los Angeles CA 90077
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Per Share Disposition 2013-09-13 2,000 $0.84 208,000 No 4 S Indirect By wife
Common Stock, $.001 Par Value Per Share Acquisiton 2013-09-11 5,303,795 $0.00 5,370,054 No 4 W Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-09-11 300,000 $0.00 720,799 No 4 W Indirect By trust
Common Stock, $.001 Par Value Per Share Acquisiton 2013-09-11 3,422,748 $0.00 3,422,748 No 4 W Indirect By trust
Common Stock, $.001 Par Value Per Share Disposition 2013-09-11 8,342,748 $0.00 722,485 No 4 W Indirect By trust
Common Stock, $.001 Par Value Per Share Disposition 2013-09-11 99,000 $0.00 0 No 4 W Direct
Common Stock, $.001 Par Value Per Share Disposition 2013-09-11 584,795 $0.00 66,259 No 4 W Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By wife
No 4 W Indirect By trust
No 4 W Indirect By trust
No 4 W Indirect By trust
No 4 W Indirect By trust
No 4 W Direct
No 4 W Indirect By trust
Footnotes
  1. Common stock and warrants are held by William Shell Survivor's Trust.
  2. Common stock held by Elizabeth Charuvastra Exemption Trust. William E. Shell is filing on behalf of the Elizabeth Charuvastra Exemption Trust and disclaims any and all pecuniary interest in the Elizabeth Charuvastra Exemption Trust.
  3. Common stock held by Elizabeth Charuvastra Marital Trust
  4. Common stock held by Elizabeth Charuvastra & William Shell Family Trust. Includes 216,408 shares of common stock beneficially owned by family and friends of Dr. Shell over which the Elizabeth Charuvastra and William Shell Family Trust dated July 27, 2006 and Amended September 29, 2006 maintains voting and dispositive control.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.77 to $0.90 per share.