Filing Details
- Accession Number:
- 0001209191-13-044995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-20 10:35:38
- Reporting Period:
- 2013-09-19
- Filing Date:
- 2013-09-20
- Accepted Time:
- 2013-09-20 10:35:38
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571458 | W Robert Clark | 1014 Vine Street Cincinnati OH 45202 | Group Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-19 | 9,000 | $17.31 | 45,174 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-19 | 7,600 | $40.91 | 37,574 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-19 | 100 | $40.91 | 37,474 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-19 | 1,300 | $40.92 | 36,174 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2013-09-19 | 9,000 | $0.00 | 9,000 | $17.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-06 | No | 4 | M | Direct |
Footnotes
- The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.
- These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.