Filing Details
- Accession Number:
- 0001573272-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-19 18:49:33
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-19
- Accepted Time:
- 2013-09-19 18:49:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197111 | T Robert Vasan | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | No | Yes | |
1404295 | T James Beck | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | No | Yes | |
1405494 | Navin Chaddha | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | No | Yes | |
1573272 | Mayfield Xiii, A Cayman Islands Exempted Limited Partnership | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | Yes | No | |
1573273 | Mayfield Xiii Management (Egp), L.p., A Cayman Islands Exempted Limited Partnership | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | Yes | Yes | |
1573274 | Mayfield Xiii Management (Ugp), Ltd., A Cayman Islands Exempted Co | 2800 Sand Hill Road Suite 250 Menlo Park CA 94025 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-18 | 886,662 | $33.99 | 3,261,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The securities are shares of common stock ("Common Stock") of Marketo, Inc. (the "Company") disposed of in connection with a registered secondary offering of Common Stock of Marketo reported in Marketo's registration statement (File No. 333-190903) (as amended) filed with the Securities and Exchange Commission on September 13, 2013 (the "Offering"). The Offering closed on September 18, 2013.
- The per share sale price reported in Column 4 is $33.99125.
- The shares of common stock are held directly by Mayfield XIII, a Cayman Islands Exempted Limited Partnership ("MF XIII"). Mayfield XIII Management (EGP), L.P., a Cayman Islands Exempted Limited Partnership ("MF XIII EGP"), is the general partner of Mayfield XIII and in such capacity may be deemed to beneficially own the shares held by MF XIII. Mayfield XIII Management (UGP), Ltd., a Cayman Islands Exempted Company ("MF XIII UGP"), is the general partner of MF XIII EGP, and in such capacity may be deemed to beneficially own the shares held by MF XIII EGP. MF XIII UGP is managed by a three person board of directors, and all board action relating to the voting or disposition of the shares held by MF XIII requires approval of a majority of the board.
- Each of James T. Beck, Navin Chaddha, and Robert T. Vasan, as the directors of MF XIII UGP, may be deemed to share beneficial ownership of the shares which are beneficially owned by MF XIII, but disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
- The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement.