Filing Details
- Accession Number:
- 0001534158-13-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-19 17:10:10
- Reporting Period:
- 2013-09-17
- Filing Date:
- 2013-09-19
- Accepted Time:
- 2013-09-19 17:10:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1127148 | A Carol Cartwright | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-17 | 6,000 | $6.71 | 128,994 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-17 | 1,408 | $28.57 | 127,586 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-19 | 4,592 | $29.79 | 122,994 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-07-02 | 71 | $25.12 | 30,410 | No | 5 | A | Indirect | Deferred Comp Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 5 | A | Indirect | Deferred Comp Plan |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-17 | 6,000 | $0.00 | 6,000 | $6.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-05-20 | 2014-05-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 200 | Indirect | by Spouse |
Footnotes
- The sale price is a weighted average for the sale transactions. The sales prices range from a low of $29.7100 per share to a high of $29.8750 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.