Filing Details
- Accession Number:
- 0001181431-13-049861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-19 13:00:30
- Reporting Period:
- 2013-09-17
- Filing Date:
- 2013-09-19
- Accepted Time:
- 2013-09-19 13:00:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
739878 | Kid Brands Inc | KID | Miscellaneous Manufacturing Industries (3990) | 221815337 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368213 | J Frederick Horowitz | C/O Kid Brands, Inc. One Meadowlands Plaza, 8Th Floor East Rutherford NJ 07073 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.10 Stated Value | Acquisiton | 2013-09-17 | 737 | $1.30 | 737 | No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00 |
Common Stock, $0.10 Stated Value | Acquisiton | 2013-09-17 | 736 | $1.30 | 736 | No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96 |
Common Stock, $0.10 Stated Value | Acquisiton | 2013-09-18 | 10,801 | $1.32 | 11,538 | No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00 |
Common Stock, $0.10 Stated Value | Acquisiton | 2013-09-18 | 10,802 | $1.32 | 11,538 | No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00 |
No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96 |
No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Paul J. Horowitz 7/17/00 |
No | 4 | P | Indirect | by Frederick J. Horowitz Trust FBO Anna E. Horowitz 12/17/96 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.10 Stated Value | 15,000 | Direct |
Footnotes
- These shares are held in a trust for the benefit of the reporting person's son. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in a trust for the benefit of the reporting person's daughter. Immediate family members of the reporting person are the trustees of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes: (i) 5,000 unvested restricted stock units ("RSUs") granted on July 10, 2013 pursuant to the Issuer's Equity Incentive Plan (the "EIP"), which vest ratably over a five-year period commencing July 10, 2014; (ii) 4,000 unvested RSUs(out of an original grant of 5,000 RSUs on August 14, 2012 pursuant to the EIP, which vest ratably over a five-year period commencing August 14, 2013); and (iii) 3,000 unvested RSUs (out of an original grant of 5,000 RSUs on July 19, 2011 pursuant to the EIP, which vest ratably over a five-year period commencing July 19, 2012).