Filing Details
- Accession Number:
- 0001415889-13-001844
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 19:51:46
- Reporting Period:
- 2013-08-28
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 19:51:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1169770 | Banc Of California Inc. | BANC | National Commercial Banks (6021) | 043639825 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571512 | H James Gray | C/O Banc Of California, Inc. 18500 Von Karman Ave, Suite 1100 Irvine CA 92612 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-08-28 | 100 | $13.34 | 3,800 | No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
Common Stock | Acquisiton | 2013-08-28 | 100 | $13.35 | 3,900 | No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
Common Stock | Acquisiton | 2013-08-28 | 100 | $13.34 | 4,400 | No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
Common Stock | Acquisiton | 2013-08-28 | 200 | $13.35 | 4,600 | No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
Common Stock | Acquisiton | 2013-09-18 | 300 | $13.51 | 4,200 | No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
No | 4 | P | Indirect | Held in Reporting Person's Reitrement Savings Accounts |
Footnotes
- Shares held in the Reporting Person's Roth IRA and Rollover IRA, which accounts held 2,300 shares and 1,900 shares, respectively, as of the date hereof.