Filing Details
- Accession Number:
- 0001104659-13-070846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 18:30:35
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 18:30:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515324 | Ares Dynamic Credit Allocation Fund Inc. | ARDC | () | 454969053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1259042 | Ares Partners Management Co Llc | 1999 Ave Of The Stars Ste 1900 Los Angeles CA 90067 | No | No | No | Yes | |
1525554 | Ares Investments Holdings Llc | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | No | No | No | Yes | |
1525555 | Ares Investments Llc | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | No | No | No | Yes | |
1525559 | Ares Capital Management Ii Llc | 2000 Avenue Of The Stars, 12Th Floor Los Angeles CA 90067 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-16 | 2,000 | $18.88 | 12,736 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-17 | 1,000 | $18.35 | 13,736 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-09-17 | 3,000 | $18.73 | 16,736 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- This Form 4 is being filed jointly by (i) Ares Capital Management II LLC ("ACM"), (ii) Ares Partners Management Company LLC ("APMC"), (iii) Ares Investments Holdings LLC ("AIH") and (iv) Ares Investments LLC ("AI") (collectively, the "Ares Entities" or the "Reporting Persons"), in respect of 16,735.602 shares of common stock ("Common Stock") of Ares Multi-Strategy Credit Fund, Inc. (the "Issuer") held directly by AIH.
- APMC is the ultimate parent company of ACM, which is the Issuer's investment adviser. AIH is controlled by AI, which, in turn, is controlled by APMC. APMC is managed by an executive committee comprised of Michael Arougheti, David Kaplan, Gregory Margolies, Antony Ressler and Bennett Rosenthal. Because the executive committee acts by consensus/majority approval, none of the members of the executive committee has sole voting or dispositive power with respect to any shares of Common Stock.
- Each of the members of the executive committee of APMC, the Ares Entities (other than AIH, with respect to the shares it holds directly) and the directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of any shares of Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes.