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Filing Details

Accession Number:: 0001181431-13-049783
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-18 18:30:08
Reporting Period:: 2013-09-16

Filing Date:: 2013-09-18
Accepted Time:: 2013-09-18 18:30:08
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1392380	Gevo Inc.	GEVO	Industrial Organic Chemicals (2860)	870747704

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511463	Brett Lund	Gevo, Inc., 345 Inverness Drive South Building C, Suite 310 Englewood CO 80112	Evp, Gc And Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2013-09-16	2,000	$1.94	150,959	No	4	S	Direct
Common Stock	Disposition	2013-09-17	4,717	$1.95	146,242	No	4	S	Direct
Common Stock	Acquisiton	2013-09-18	30,000	$0.49	176,242	No	4	A	Direct
Common Stock	Acquisiton	2013-09-18	30,000	$1.16	206,242	No	4	A	Direct
Common Stock	Disposition	2013-09-18	60,000	$2.03	146,242	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct
No	4	A	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-18	30,000	$0.49	30,000	$0.49
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-18	30,000	$1.16	30,000	$1.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
176,242		2017-12-17	No	4	X	Direct
206,242		2018-08-11	No	4	X	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.96, inclusive. The reporting person undertakes to provide to Gevo, Inc., any security holder of Gevo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013. The shares sold represent shares of restricted stock granted to the reporting person that have recently vested. Such shares were sold, in part, to satisfy certain tax obligations of the reporting person triggered by the vesting of such shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.92 to $1.97, inclusive. The reporting person undertakes to provide to Gevo, Inc., any security holder of Gevo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
This option was granted on December 17, 2007 and became exercisable as the option vested over a four year period.
This option was granted on August 11, 2008 and became exercisable as the option vested over a four year period.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.02 to $2.04, inclusive. The reporting person undertakes to provide to Gevo, Inc., any security holder of Gevo, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2013.