Filing Details

Accession Number:
0001181431-13-049781
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 19:26:59
Reporting Period:
2013-09-16
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 18:26:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558685 Christopher Day 3101 Jay Street
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-09-16 556 $0.00 19,518 No 4 M Direct
Ordinary Shares Disposition 2013-09-16 212 $17.80 23,309 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Stock Units Disposition 2013-09-16 556 $0.00 556 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,667 No 4 M Direct
Footnotes
  1. The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis.
  2. Includes 4,003 shares acquired under the Company's employee stock purchase plan on September 16, 2013.
  3. Of the total grant of 8,889 RSUs, the RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply.