Filing Details
- Accession Number:
- 0001104659-13-070843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 18:18:20
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 18:18:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312946 | Iii Fund Principals Ventures Storm | C/O Storm Ventures 2440 Sand Hill Road, Suite 301 Menlo Park CA 94025 | No | No | Yes | No | |
1313016 | Storm Ventures Fund Iii Lp | C/O Storm Ventures 2440 Sand Hill Road, Suite 301 Menlo Park CA 94025 | No | No | Yes | No | |
1326513 | Storm Ventures Affiliates Fund Iii Lp | C/O Storm Ventures 2440 Sand Hill Road, Suite 301 Menlo Park CA 94025 | No | No | Yes | No | |
1576722 | Storm Venture Associates Iii, L.l.c. | C/O Storm Ventures 2440 Sand Hill Road, Suite 301 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-18 | 1,001,909 | $33.99 | 3,685,450 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2013-09-18 | 54,803 | $33.99 | 201,586 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2013-09-18 | 31,038 | $33.99 | 114,170 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Footnotes
- The shares are held directly by Storm Ventures Fund III, L.P. ("SV III").
- The shares are held directly by Storm Ventures Affiliates Fund III, L.P. ("SVA III").
- The shares are held directly by Storm Ventures Principals Fund III, L.L.C. ("SVP III").
- Storm Venture Associates III, L.L.C. ("SVA LLC") is the general partner of SV III and SVA III and the managing member of SVP III. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar are the managing members of SVA LLC. Ryan Floyd, M. Alex Mendez, Tae Hea Nahm and Sanjay Subhedar as the managing members of SVA LLC may be deemed to share voting and investment power with respect to the shares held by SV III, SVA III and SVP III. Each of the managing directors disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.