Filing Details
- Accession Number:
- 0001104659-13-070841
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 18:12:06
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 18:12:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207831 | T Philip Gianos | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1207833 | L Arnold Oronsky | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1276600 | Khaled Nasr | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1293171 | H Gilbert Kliman | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1293923 | Stephen W Holmes | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1333063 | A Bruce Cleveland | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1381980 | S Nina Kjellson | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1398927 | Interwest Management Partners Ix, Llc | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No | |
| 1398928 | Interwest Partners Ix, Lp | C/O Interwest Partners 2710 Sand Hill Road, Suite 200 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-18 | 2,083,435 | $33.99 | 7,663,756 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
Footnotes
- The shares are held by InterWest Partners IX, L.P. ("IW9"). InterWest Management Partners IX, LLC ("IMP9"), the general partner of IW9, has sole voting and investment control over the shares held by IW9. Philip T. Gianos, W. Stephen Holmes, Gilbert H. Kliman and Arnold L. Oronsky are the managing directors of IMP9. Bruce A. Cleveland, Nina Kjellson, Khaled A. Nasr and Douglas A. Pepper are the venture members of IMP9. Each of the managing directors and venture members share voting and investment control with respect to the shares held by IW9 and disclaims beneficial ownership of the shares reported herein, except to the extent of his respective pecuniary interest therein.
Billionaire Hedge Funds
