Filing Details

Accession Number:
0001104659-13-070829
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 17:55:19
Reporting Period:
2013-09-18
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 17:55:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576482 Srinivasan Venkatesan C/O Marketo, Inc.
901 Mariners Island Blvd., Suite 200
San Mateo CA 94404
Svp, Products & Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-18 47,355 $4.56 47,355 No 4 M Direct
Common Stock Disposition 2013-09-18 47,355 $33.99 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-09-18 47,355 $0.00 47,355 $4.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
208,344 2022-05-24 No 4 M Direct
Footnotes
  1. The option is subject to an early exercise provision pursuant to which 211,839 shares are immediately exercisable and an additional 21,929 shares become exercisable on January 1, 2014 and 21,931 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on May 15, 2013 and one forty-eighth of the shares vest monthly thereafter.