Filing Details
- Accession Number:
- 0001104659-13-070828
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 17:53:35
- Reporting Period:
- 2013-09-18
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 17:53:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1576480 | L Jason Holmes | C/O Marketo, Inc. 901 Mariners Island Blvd., Suite 200 San Mateo CA 94404 | Svp, Client Services | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-18 | 30,000 | $4.24 | 30,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-18 | 30,000 | $33.99 | 30,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-18 | 30,000 | $0.00 | 30,000 | $4.24 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,500 | 2022-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,000 | Indirect | See footnote |
Footnotes
- The shares are held directly by the Jason L. Holmes Living Trust dated November 22, 2002 for which the Reporting Person serves as trustee.
- The option is subject to an early exercise provision pursuant to which 140,330 shares are immediately exercisable and an additional 23,584 shares become exercisable on January 1, 2014 and 23,586 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.