Filing Details

Accession Number:
0001104659-13-070828
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-18 17:53:35
Reporting Period:
2013-09-18
Filing Date:
2013-09-18
Accepted Time:
2013-09-18 17:53:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490660 Marketo Inc. MKTO Services-Prepackaged Software (7372) 562558241
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1576480 L Jason Holmes C/O Marketo, Inc.
901 Mariners Island Blvd., Suite 200
San Mateo CA 94404
Svp, Client Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-18 30,000 $4.24 30,000 No 4 M Direct
Common Stock Disposition 2013-09-18 30,000 $33.99 30,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2013-09-18 30,000 $0.00 30,000 $4.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
157,500 2022-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 50,000 Indirect See footnote
Footnotes
  1. The shares are held directly by the Jason L. Holmes Living Trust dated November 22, 2002 for which the Reporting Person serves as trustee.
  2. The option is subject to an early exercise provision pursuant to which 140,330 shares are immediately exercisable and an additional 23,584 shares become exercisable on January 1, 2014 and 23,586 shares become exercisable on January 1, 2015. One-fourth of the shares subject to the option vested on February 13, 2013 and one forty-eighth of the shares vest monthly thereafter.