Filing Details
- Accession Number:
- 0001012975-13-000443
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 18:40:17
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 17:40:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1373707 | Tetraphase Pharmaceuticals Inc | TTPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1005563 | R Thomas Baruch | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1266748 | Cmea Ventures Vi Lp | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1340886 | J David Collier | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1420406 | F James Watson | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1425394 | A. Faysal Sohail | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1527296 | Cmea Ventures Vi Gmbh & Co. Kg | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No | |
| 1527297 | Cmea Ventures Vi Management, L.p. | 1 Letterman Dr., Bldg. C, Suite Cm500 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-16 | 44,207 | $9.22 | 2,112,923 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-17 | 8,012 | $9.48 | 2,104,911 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-16 | 1,057 | $9.22 | 50,519 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-09-17 | 192 | $9.48 | 50,327 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The shares are directly held by CMEA Ventures VI, L.P. ("CMEA VI"). The general partner of CMEA VI is CMEA Ventures VI Management, L.P. ("CMEA VI GP"). The general partners of CMEA VI GP are Thomas R. Baruch ("Baruch"), David J. Collier ("Collier"), Faysal A. Sohail ("Sohail"), and James F. Watson ("Watson") and, as such, each of these individuals exercises shared voting and investment power over the shares held of record by CMEA VI. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
- The shares are directly held by CMEA Ventures VI GmbH & Co. KG ("CMEA VI GmbH"). The managing limited partner of CMEA VI GmbH is CMEA VI GP. The general partners of CMEA VI GP are Baruch, Collier, Sohail, and Watson and, as such, each of these individuals exercises shared voting and investment power over the shares held of record by CMEA VI GmbH. Each of the filing persons disclaims beneficial ownership of the shares except to the extent of their pecuniary interest therein, if any.
Billionaire Hedge Funds
