Home > Insider Trading > Filing (0001225208-13-020217)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
101829	United Technologies Corp	UTX	Aircraft Engines & Engine Parts (3724)	060570975

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1225946	Gregory Hayes	One Financial Plaza Hartford CT 06101	Svp And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-16	50,000	$57.84	110,419	No	4	M	Direct
Common Stock	Acquisiton	2013-09-16	46,500	$56.53	156,919	No	4	M	Direct
Common Stock	Acquisiton	2013-09-16	30,000	$51.50	186,919	No	4	M	Direct
Common Stock	Disposition	2013-09-16	22,530	$109.65	164,389	No	4	S	Direct
Common Stock	Disposition	2013-09-16	23,599	$109.50	140,790	No	4	S	Direct
Common Stock	Disposition	2013-09-16	23,970	$109.65	116,820	No	4	F	Direct
Common Stock	Disposition	2013-09-16	26,401	$109.50	90,419	No	4	F	Direct
Common Stock	Disposition	2013-09-16	30,000	$109.60	60,419	No	4	S	Direct
Common Stock	Acquisiton	2013-09-16	140,500	$54.95	140,500	No	4	M	Indirect	By Trust
Common Stock	Disposition	2013-09-16	69,904	$109.52	70,596	No	4	S	Indirect	By Trust
Common Stock	Disposition	2013-09-16	70,596	$109.52	0	No	4	F	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	F	Indirect	By Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2013-09-16	30,000	$0.00	30,000	$51.50
Common Stock	Stock Appreciation Right	Disposition	2013-09-16	46,500	$0.00	46,500	$56.53
Common Stock	Stock Appreciation Right	Disposition	2013-09-16	50,000	$0.00	50,000	$57.84
Common Stock	Stock Appreciation Right	Disposition	2013-09-16	140,500	$0.00	140,500	$54.95

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
46,000	2008-01-03	2015-01-02	No	4	M	Direct
0	2009-01-03	2016-01-02	No	4	M	Direct
0	2009-03-08	2016-03-07	No	4	M	Direct
0	2012-01-02	2019-01-01	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	4,351	Indirect	By Savings Plan Trustee
Common Stock	874	Indirect	By Spouse
Common Stock	1,159	Indirect	By Spouse's Savings Plan Account

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.64 to $109.70. Upon request, UTC will provide full information as to the shares sold at each separate price.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.48 to $109.57. Upon request, UTC will provide full information as to the shares sold at each separate price.
These Stock Appreciation Rights were exercised and shares sold pursuant to an irrevocable trust agreement.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.385 to $109.65. Upon request, UTC will provide full information as to the shares sold at each separate price.