Filing Details
- Accession Number:
- 0001020859-13-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 16:51:43
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 16:51:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1479964 | Sean Griffin | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | Svp, National Distribution | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-17 | 3,520 | $37.82 | 13,884 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-17 | 1,847 | $27.20 | 15,731 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-17 | 4,980 | $33.90 | 20,711 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-17 | 13,426 | $67.93 | 7,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Acquisiton | 2013-09-16 | 5,380 | $0.00 | 5,380 | $0.00 |
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-09-16 | 6,530 | $0.00 | 6,530 | $67.48 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-17 | 3,520 | $0.00 | 3,520 | $37.82 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-09-17 | 1,847 | $0.00 | 1,847 | $27.20 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-09-17 | 4,980 | $0.00 | 4,980 | $33.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,380 | No | 4 | A | Direct | ||
| 6,530 | 2023-09-16 | No | 4 | A | Direct | |
| 3,520 | 2021-09-12 | No | 4 | M | Direct | |
| 1,848 | 2020-01-04 | No | 4 | M | Direct | |
| 1,660 | 2020-09-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,188 | Indirect | See footnote |
Footnotes
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $67.78 to $68.10.
- Includes 214 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan and 974 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. 401(k) Plan's UNFI Stock Fund as of September 16, 2013.
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
- United Natural Foods, Inc.'s closing price on the NASDAQ National Market on the date of grant.
- The stock options vest and become exercisable in four equal annual installments beginning on the first anniversary of the date of grant, and expire on the tenth anniversary of the date of grant.
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