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Home > Insider Trading > Filing (0000851169-13-000003)

Filing Details

Accession Number:: 0000851169-13-000003
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-18 16:17:42
Reporting Period:: 2013-09-18

Filing Date:: 2013-09-18
Accepted Time:: 2013-09-18 16:17:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
851169	Brookfield Total Return Fund Inc	HTR	()	132529369

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1242538	L Rodman Drake	C/O Brookfield Investment Management Inc Brookfield Place, 250 Vesey St, 15Th Fl New York NY 10281-1023		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2013-09-18	1,800	$22.78	7,322	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Direct OwnershipROTH IRA = 2,178.577Profit Sharing Account = 4618.270 Shares after sale of 1,800 shares on 09/18/2013Indirect OwnershipPhilip Drake Trust = 762.3906Stephen Drake = 762.3906Total Shares, {Direct or Indirect) after this transaction = 7321.6282