Filing Details
- Accession Number:
- 0001181431-13-049641
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 13:03:59
- Reporting Period:
- 2013-09-09
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 13:03:59
- Original Submission Date:
- 2013-09-17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30305 | Ducommun Inc | DCO | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 950693330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1425806 | M Kathryn Andrus | Ducommun Incorporated 23301Wilmington Ave. Carson CA 90745-6209 | Vp, Internal Audit | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-09 | 2,000 | $25.82 | 3,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 2,000 | $24.34 | 5,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 2,000 | $18.23 | 7,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 1,500 | $18.04 | 9,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-09-09 | 1,750 | $21.61 | 10,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-09 | 9,250 | $26.89 | 1,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-12 | 1,000 | $9.81 | 2,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 1,000 | $28.60 | 1,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option - Right to Buy | Disposition | 2013-09-09 | 2,000 | $0.00 | 2,000 | $25.82 |
| Common Stock | Option - Right to Buy | Disposition | 2013-09-09 | 2,000 | $0.00 | 2,000 | $24.34 |
| Common Stock | Option - Right to Buy | Disposition | 2013-09-09 | 2,000 | $0.00 | 2,000 | $18.23 |
| Common Stock | Option - Right to Buy | Disposition | 2013-09-09 | 1,500 | $0.00 | 1,500 | $18.04 |
| Common Stock | Option - Right to Buy | Disposition | 2013-09-09 | 1,750 | $0.00 | 1,750 | $21.61 |
| Common Stock | Option - Right to Buy | Disposition | 2013-09-12 | 1,000 | $0.00 | 1,000 | $9.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-06-26 | 2014-06-25 | No | 4 | M | Direct |
| 0 | 2009-06-18 | 2015-06-17 | No | 4 | M | Direct |
| 0 | 2010-06-29 | 2016-06-28 | No | 4 | M | Direct |
| 500 | 2011-06-23 | 2017-06-22 | No | 4 | M | Direct |
| 1,750 | 2012-07-27 | 2018-07-26 | No | 4 | M | Direct |
| 3,000 | 2013-07-01 | 2019-06-30 | No | 4 | M | Direct |
Footnotes
- The option represents the right to purchase common stock granted under the Ducommun Incorporated Employee Stock Option Plans, which are Rule 16b-3 plans.
- The option vested as to 500 shares on each of June 26, 2008, June 26, 2009, June 26, 2010 and June 26, 2011.
- The option vested as to 500 shares on each of June 18, 2009, June 18, 2010, June 18, 2011 and June 18, 2012.
- The option vested as to 500 shares on each of June 29, 2010, June 29, 2011, June 29, 2012 and June 29, 2013.
- The option vested or will vest as to 500 shares on each of June 23, 2011, June 23, 2012, June 23, 2013 and June 23, 2014.
- The option vested or will vest as to 875 shares on each of July 27, 2012, July 27, 2013, July 27, 2014 and July 27, 2015.
- The option vested or will vest as to 1,000 shares on each of July 1, 2013, July 1, 2014, July 1, 2015 and July 1, 2016.
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