Filing Details
- Accession Number:
- 0001181431-13-049628
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 11:26:59
- Reporting Period:
- 2013-09-17
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 11:26:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 86144 | Safeway Inc | SWY | Retail-Grocery Stores (5411) | 943019135 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572369 | P Kelly Griffith | C/O Safeway Inc. 5918 Stoneridge Mall Rd. Pleasanton CA 94588 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-17 | 70,000 | $29.94 | 126,630 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-17 | 70,000 | $30.44 | 56,630 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-09-17 | 70,000 | $0.00 | 70,000 | $29.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,932 | Indirect | By 401(k) Plan |
| Common Stock | 974 | Indirect | By Employee Stock Purchase Plan |
| Common Stock | 400 | Indirect | By Spouse (IRA) |
Footnotes
- The reported exercise and sale were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on July 31, 2013.
- Between July 1, 2013 and August 31, 2013, the reporting person acquired 95.1044 shares of Safeway Common Stock under the Safeway 401(k) plan. The information in this report is based on a plan statement dated as of August 31, 2013.
- Between July 1, 2013 and August 31, 2013, the reporting person acquired 25.5077 shares of Safeway Common Stock under the Safeway Employee Stock Purchase Plan. The information in this report is based on a plan statement dated as of August 31, 2013.
- Granted under the Safeway Inc. 2007 Equity and Incentive Award Plan, which is a Rule 16b-3 plan. The option became fully exerciseable on 2/25/2013
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