Filing Details
- Accession Number:
- 0001033905-13-000157
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 10:41:42
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 10:41:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033905 | Luminex Corp | LMNX | Surgical & Medical Instruments & Apparatus (3841) | 742747608 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238407 | T Harriss Currie | 12212 Technology Boulevard Austin TX 78727 | Vp, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-16 | 20,000 | $8.41 | 187,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-16 | 20,000 | $20.00 | 167,748 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-17 | 10,000 | $8.41 | 177,748 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-17 | 10,000 | $19.61 | 167,748 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-09-16 | 20,000 | $0.00 | 20,000 | $8.41 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2013-09-17 | 10,000 | $0.00 | 10,000 | $8.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2007-10-13 | 2013-10-13 | No | 4 | M | Direct |
| 55,000 | 2007-10-13 | 2013-10-13 | No | 4 | M | Direct |
Footnotes
- The option exercises and stock sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 30, 2012.
- Includes 206 shares acquired under the Luminex Corporation Employee Stock Purchase Plan on June 28, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.65 to $20.26 inclusive. Mr. Currie undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.54 to $19.66 inclusive. Mr. Currie undertakes to provide to Luminex Corporation, any security holder of Luminex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
- The option vested in 48 equal monthly installments beginning November 13, 2003.
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