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Home > Insider Trading > Filing (0001126328-13-000236)

Filing Details

Accession Number:: 0001126328-13-000236
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-09-18 09:51:22
Reporting Period:: 2013-09-16

Filing Date:: 2013-09-18
Accepted Time:: 2013-09-18 09:51:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1126328	Principal Financial Group Inc	PFG	Accident & Health Insurance (6321)	421520346

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205451	P Gary Scholten	711 High Street Des Moines IA 50392	Sr Vp & Ch Info Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-09-16	30,000	$44.00	74,575	No	4	M	Direct
Common Stock	Disposition	2013-09-16	30,000	$11.07	44,575	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-09-16	30,000	$0.00	30,000	$11.07

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,125	2012-02-24	2019-02-24	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	587	Indirect	By 401(k) Plan
Common Stock	192	Indirect	By Spouse

Footnotes

Pursuant to 10b5-1 trading plan adopted by the reporting person August 2, 2013.
Includes 8,249 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.