Filing Details
- Accession Number:
- 0001127286-13-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-18 08:16:26
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-18
- Accepted Time:
- 2013-09-18 08:16:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30554 | Dupont E I De Nemours & Co | DD | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 510014090 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1127286 | Jr M Thomas Connelly | 1007 Market Street D9000 Wilmington DE 19898 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-16 | 40,692 | $44.74 | 219,395 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-16 | 40,692 | $59.51 | 178,703 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-09-17 | 30,000 | $23.28 | 208,703 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-17 | 30,000 | $59.90 | 178,703 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-09-16 | 40,692 | $0.00 | 40,692 | $44.74 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2013-09-17 | 30,000 | $0.00 | 30,000 | $23.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-06 | 2014-02-05 | No | 4 | M | Direct |
| 65,125 | 2010-02-04 | 2016-02-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,788 | Indirect | DuPont Retirement Savings Plan |
Footnotes
- The acquisition and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective August 30, 2013.
- Includes direct ownership, unvested RSUs and vested deferred stock units.
- Weighted average sales price of 59.5118. Trades ranged from 59.50 to 65.00. The reporting person will provide to the Commission, the issuer and any stockholder full information regarding the number of shares sold at each separate price.
- The disposition reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective August 30, 2013.
- Options became exercisable in three equal annual installments beginning on the first anniversary of the grant.
Billionaire Hedge Funds
