Filing Details

Accession Number:
0001181431-13-049563
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 19:21:23
Reporting Period:
2013-09-13
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 19:21:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558685 Christopher Day 3101 Jay Street
Santa Clara CA 95054
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2013-09-13 400 $8.64 19,362 No 4 M Direct
Ordinary Shares Disposition 2013-09-13 400 $17.95 18,962 No 4 S Direct
Ordinary Shares Acquisiton 2013-09-16 1,200 $8.64 20,162 No 4 M Direct
Ordinary Shares Disposition 2013-09-16 1,200 $18.13 18,962 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Option (right to buy) Disposition 2013-09-13 400 $0.00 400 $8.64
Ordinary Shares Stock Option (right to buy) Disposition 2013-09-16 1,200 $0.00 1,200 $8.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
56,450 2020-04-13 No 4 M Direct
55,250 2020-04-13 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 15, 2013.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $17.95 to $17.96 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.6
  3. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $18.05 to $18.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. Of the total grant of 100,000 shares, 25% vests on the one year anniversary of the date of grant, April 13, 2010, and the remaining shares vest in equal monthly installments over 36 months.