Filing Details
- Accession Number:
- 0001156375-13-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 18:59:46
- Reporting Period:
- 2013-09-14
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 18:59:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1484985 | V. James Pieper | 20 S. Wacker Drive Chicago IL 60606 | Md & Cao | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Class A | Disposition | 2013-09-14 | 166 | $72.35 | 4,596 | No | 4 | F | Direct | |
Common Stock Class A | Disposition | 2013-09-15 | 75 | $72.35 | 4,521 | No | 4 | F | Direct | |
Common Stock Class A | Disposition | 2013-09-15 | 111 | $72.35 | 4,410 | No | 4 | F | Direct | |
Common Stock Class A | Disposition | 2013-09-15 | 131 | $72.35 | 4,279 | No | 4 | F | Direct | |
Common Stock Class A | Acquisiton | 2013-09-16 | 465 | $56.87 | 4,744 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-09-16 | 465 | $72.47 | 4,279 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2013-09-16 | 1,000 | $54.37 | 5,279 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-09-16 | 1,000 | $72.47 | 4,279 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2013-09-16 | 1,110 | $54.30 | 5,389 | No | 4 | M | Direct | |
Common Stock Class A | Disposition | 2013-09-16 | 1,110 | $72.47 | 4,279 | No | 4 | S | Direct | |
Common Stock Class A | Disposition | 2013-09-16 | 1,210 | $72.47 | 3,069 | No | 4 | S | Direct | |
Common Stock Class A | Acquisiton | 2013-09-16 | 1,724 | $0.00 | 4,793 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-16 | 1,110 | $0.00 | 1,110 | $54.30 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-16 | 1,000 | $0.00 | 1,000 | $54.37 |
Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-09-16 | 465 | $0.00 | 465 | $56.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,110 | 2013-09-15 | 2020-09-15 | No | 4 | M | Direct |
2,000 | 2013-09-15 | 2021-09-15 | No | 4 | M | Direct |
0 | 2013-09-15 | 2019-09-15 | No | 4 | M | Direct |
Footnotes
- Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/14/2013.
- Mr. Pieper surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 9/15/2013.
- This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
- These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- As of September 15, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.