Filing Details

Accession Number:
0001127602-13-027377
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 18:03:28
Reporting Period:
2013-09-13
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 18:03:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456877 John Culver 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Group Pres, Cap, Channel Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-13 12,849 $11.14 170,090 No 4 M Direct
Common Stock Acquisiton 2013-09-13 27,251 $22.73 197,341 No 4 M Direct
Common Stock Disposition 2013-09-13 40,100 $75.30 157,241 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2013-09-13 12,849 $0.00 12,849 $11.14
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2013-09-13 27,251 $0.00 27,251 $22.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-03-17 No 4 M Direct
12,417 2019-12-15 No 4 M Direct
Footnotes
  1. Includes 145 shares purchased on March 28, 2013 and 109 shares purchased on June 28, 2013, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades at prices ranging from $75.00 to $75.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The option, representing the right to buy a total of 51,398 shares, became exercisable in two increments of 12,850 shares each on March 17, 2010 and March 17, 2011, and two increments of 12,849 shares each on March 17, 2012 and March 17, 2013.
  4. The option, representing the right to buy a total of 49,668 shares, became exercisable in three increments of 12,417 shares each on December 15, 2010, December 15, 2011 and December 15, 2012 and becomes exercisable in one increment of 12,417 shares on December 15, 2013.