Filing Details

Accession Number:
0001181431-13-049530
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 17:56:20
Reporting Period:
2013-09-15
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 17:56:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Tencor Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582049 D. Bren Higgins One Technology Drive
Milpitas CA 95035
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-15 2,500 $0.00 2,500 No 4 A Direct
Common Stock Disposition 2013-09-15 940 $60.28 1,560 No 4 F Direct
Common Stock Disposition 2013-09-16 1,560 $60.47 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted Stock Units 27,145 Direct
Footnotes
  1. On September 15, 2009, the Reporting Person received a grant of restricted stock units ("RSUs") covering 5,000 shares of KLA-Tencor common stock. On September 15, 2013, the Reporting Person vested in fifty percent (50%) of such RSUs.
  2. Pursuant to the terms of the September 15, 2009 RSU grant, 940 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding. Because the vesting date of such RSUs occurred on a day on which the NASDAQ Stock Market was closed for trading, the fair market value of KLA-Tencor common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA-Tencor common stock as reported on the NASDAQ Stock Market on the last completed trading day immediately prior to such vesting date.
  3. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2013.
  4. Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.
  5. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.