Filing Details
- Accession Number:
- 0001181431-13-049506
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 17:19:36
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 17:19:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
798941 | First Citizens Bancshares Inc | FCNCA | State Commercial Banks (6022) | 561528994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923507 | B Frank Holding | Post Office Box 1377 Smithfield NC 27577 | Executive Vice Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2013-09-13 | 203 | $203.50 | 161,558 | No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
Class A Common Stock | Disposition | 2013-09-17 | 1,500 | $203.90 | 160,058 | No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
Class A Common Stock | Disposition | 2013-09-17 | 3,000 | $203.75 | 157,058 | No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
No | 4 | S | Indirect | By Southern BancShares(N.C.), Inc. and subsidiary |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 635,990 | Direct | |
Class A Common Stock | 146,563 | Indirect | By spouse |
Class A Common Stock | 537,911 | Indirect | By EAH 2012 GRAT |
Class A Common Stock | 167,600 | Indirect | By First Citizens Bancorporation, Inc. |
Class A Common Stock | 100,000 | Indirect | By Fidelity BancShares, Inc. |
Class A Common Stock | 8,214 | Indirect | By Twin States Farming, Inc. |
Class A Common Stock | 627 | Indirect | By E&F Properties, Inc. |
Class A Common Stock | 1,675 | Indirect | By Holding Properties, LLC |
Class B Common Stock | 321 | Direct | |
Class B Common Stock | 666 | Indirect | By spouse |
Class B Common Stock | 45,900 | Indirect | By First Citizens Bancorporation, Inc. |
Class B Common Stock | 22,619 | Indirect | By Southern BancShares (N.C.), Inc. |
Class B Common Stock | 1,355 | Indirect | By Twin States Farming, Inc. |
Class B Common Stock | 200 | Indirect | By E&F Properties, Inc. |
Class B Common Stock | 2,156 | Indirect | By Holding Properties, Inc. |
Footnotes
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person is a director, officer and/or shareholder of the companies that own these shares, but he disclaims beneficial ownership of the listed shares except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.