Filing Details
- Accession Number:
- 0001181431-13-049501
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 17:17:54
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 17:17:54
- Original Submission Date:
- 2013-09-13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 907471 | Meta Financial Group Inc | CASH | Savings Institution, Federally Chartered (6035) | 421406262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439139 | W David Leedom | C/O Meta Financial Group, Inc. 5501 S. Broadband Lane Sioux Falls SD 57108-2253 | Svp/Secretary, Treasurer & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-09-12 | 9,685 | $16.00 | 19,441 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-09-12 | 9,685 | $37.92 | 9,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-09-12 | 9,685 | $16.00 | 9,685 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-09-30 | 2018-09-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,926 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $31.79 | 2010-09-30 | 2020-09-30 | 4,155 | 4,155 | Direct |
| Common Stock | Stock Option (Right to Buy) | $23.01 | 2009-09-30 | 2019-09-30 | 5,208 | 5,208 | Direct |
| Common Stock | Stock Option (Right to Buy) | $29.39 | 2017-01-15 | 5,000 | 5,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $29.39 | 2012-01-15 | 2017-01-15 | 5,000 | 5,000 | Direct |
| Common Stock | Stock Option (Right to Buy) | $39.84 | 2007-09-28 | 2017-09-28 | 3,544 | 3,544 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-09-30 | 4,155 | 4,155 | Direct |
| 2019-09-30 | 5,208 | 5,208 | Direct |
| 2017-01-15 | 5,000 | 5,000 | Direct |
| 2017-01-15 | 5,000 | 5,000 | Direct |
| 2017-09-28 | 3,544 | 3,544 | Direct |
Footnotes
- Option vests in four equal annual installments beginning on January 15, 2008
- Award pursuant to the Company's 2002 Omnibus Incentive Plan.
- The range of prices received was $37.90 to $38.02.
Billionaire Hedge Funds
