Filing Details

Accession Number:
0001354327-13-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 16:30:05
Reporting Period:
2013-09-13
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 16:30:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1327138 F Floyd Sherman C/O Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-09-13 9,931 $8.64 9,931 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-09-13 9,931 $10.55 0 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2013-09-13 24,193 $1.98 24,193 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2013-09-13 24,193 $10.55 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-09-13 9,931 $0.00 9,931 $8.64
Common Stock Stock Option (Right to Buy) Disposition 2013-09-13 24,193 $0.00 24,193 $1.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-07-15 No 4 M Direct
0 2020-04-07 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $10.40 to $10.74 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request by the SEC staff, the issuer, or a security holder of the issuer.
  2. Exercisable in five approximately equal annual installments beginning on July 15, 2006.
  3. Exercisable in three approximately equal quarterly installments on each of July 3, 2010, October 2, 2010 and January 1, 2011.