Filing Details
- Accession Number:
- 0001181431-13-049459
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 16:29:46
- Reporting Period:
- 2013-09-10
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 16:29:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1058090 | Chipotle Mexican Grill Inc | CMG | Retail-Eating Places (5812) | 841219301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1350873 | Steve Ells | 1401 Wynkoop Street, Suite 500 Denver CO 80202 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-10 | 415 | $0.00 | 12,519 | No | 5 | G | Indirect | Ells Dynasty Trust Holdings LLC |
Common Stock | Acquisiton | 2013-09-13 | 37,500 | $103.79 | 172,043 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-09-13 | 9,151 | $425.34 | 162,892 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-09-16 | 7,568 | $422.05 | 155,324 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-16 | 14,417 | $422.90 | 140,907 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-16 | 2,427 | $423.83 | 138,480 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-16 | 2,600 | $425.13 | 135,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-09-16 | 1,337 | $425.94 | 134,543 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | Ells Dynasty Trust Holdings LLC |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2010 Stock Appreciation Rights | Disposition | 2013-09-13 | 37,500 | $0.00 | 37,500 | $103.79 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-02-16 | 2017-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 99,740 | Indirect | Ells DE Trust Holdings LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 2011 Stock Appreciation Rights | $268.73 | 2013-02-11 | 2018-02-11 | 75,000 | 75,000 | Direct |
Common Stock | 2011 Performance SOSARs | $268.73 | 2013-02-11 | 2018-02-11 | 37,500 | 37,500 | Direct |
Common Stock | 2012 Stock Appreciation Rights | $371.63 | 2014-02-06 | 2019-02-06 | 75,000 | 75,000 | Direct |
Common Stock | 2013 Stock Appreciation Rights | $318.45 | 2015-02-07 | 2020-02-07 | 75,000 | 75,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-11 | 75,000 | 75,000 | Direct |
2018-02-11 | 37,500 | 37,500 | Direct |
2019-02-06 | 75,000 | 75,000 | Direct |
2020-02-07 | 75,000 | 75,000 | Direct |
Footnotes
- On September 10, 2013, 415 shares of common stock of Chipotle Mexican Grill, Inc. that were previously held indirectly through Ells Dynasty Trust Holdings, LLC were transferred to the reporting person's direct holdings.
- These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1under the Securities Exchange Act of 1934, as amended.
- A Form 4 filed on the reporting person's behalf on August 2, 2013 incorrectly stated the number of shares beneficially owned directly by the reporting person as of August 2,2013. The correct number of shares beneficially owned directly by the reporting person as of that date was 134,128.
- Reflects a weighted-average price. Actual sale prices ranged from $421.46 to $422.43 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
- Reflects a weighted-average price. Actual sale prices ranged from $422.46 to $423.45 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
- Reflects a weighted-average price. Actual sale prices ranged from $423.46 to $424.36 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
- Reflects a weighted-average price. Actual sale prices ranged from $424.52 to $425.45 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
- Reflects a weighted-average price. Actual sale prices ranged from $425.58 to $426.17 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
- 37,500 of the 2011 Stock Appreciation Rights remain unvested as of the date hereof, and are scheduled to vest on February 11, 2014,subject to possible acceleration of vesting.
- The 2012 Stock Appreciation Rights vest in equal installments on February 6, 2014 and February 6, 2015, subject to possibleacceleration of vesting.
- The 2013 Stock Appreciation Rights vest in equal installments on February 7, 2015 and February 7, 2016, subject to possible acceleration of vesting.