Filing Details

Accession Number:
0001181431-13-049459
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-09-17 16:29:46
Reporting Period:
2013-09-10
Filing Date:
2013-09-17
Accepted Time:
2013-09-17 16:29:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1058090 Chipotle Mexican Grill Inc CMG Retail-Eating Places (5812) 841219301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1350873 Steve Ells 1401 Wynkoop Street, Suite 500
Denver CO 80202
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-09-10 415 $0.00 12,519 No 5 G Indirect Ells Dynasty Trust Holdings LLC
Common Stock Acquisiton 2013-09-13 37,500 $103.79 172,043 No 4 M Direct
Common Stock Disposition 2013-09-13 9,151 $425.34 162,892 No 4 F Direct
Common Stock Disposition 2013-09-16 7,568 $422.05 155,324 No 4 S Direct
Common Stock Disposition 2013-09-16 14,417 $422.90 140,907 No 4 S Direct
Common Stock Disposition 2013-09-16 2,427 $423.83 138,480 No 4 S Direct
Common Stock Disposition 2013-09-16 2,600 $425.13 135,880 No 4 S Direct
Common Stock Disposition 2013-09-16 1,337 $425.94 134,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect Ells Dynasty Trust Holdings LLC
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2010 Stock Appreciation Rights Disposition 2013-09-13 37,500 $0.00 37,500 $103.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-16 2017-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 99,740 Indirect Ells DE Trust Holdings LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2011 Stock Appreciation Rights $268.73 2013-02-11 2018-02-11 75,000 75,000 Direct
Common Stock 2011 Performance SOSARs $268.73 2013-02-11 2018-02-11 37,500 37,500 Direct
Common Stock 2012 Stock Appreciation Rights $371.63 2014-02-06 2019-02-06 75,000 75,000 Direct
Common Stock 2013 Stock Appreciation Rights $318.45 2015-02-07 2020-02-07 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-02-11 75,000 75,000 Direct
2018-02-11 37,500 37,500 Direct
2019-02-06 75,000 75,000 Direct
2020-02-07 75,000 75,000 Direct
Footnotes
  1. On September 10, 2013, 415 shares of common stock of Chipotle Mexican Grill, Inc. that were previously held indirectly through Ells Dynasty Trust Holdings, LLC were transferred to the reporting person's direct holdings.
  2. These stock appreciation rights exercises and sales were executed under the terms of a Sales Plan intended to comply with Rule 10b5-1under the Securities Exchange Act of 1934, as amended.
  3. A Form 4 filed on the reporting person's behalf on August 2, 2013 incorrectly stated the number of shares beneficially owned directly by the reporting person as of August 2,2013. The correct number of shares beneficially owned directly by the reporting person as of that date was 134,128.
  4. Reflects a weighted-average price. Actual sale prices ranged from $421.46 to $422.43 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
  5. Reflects a weighted-average price. Actual sale prices ranged from $422.46 to $423.45 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
  6. Reflects a weighted-average price. Actual sale prices ranged from $423.46 to $424.36 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
  7. Reflects a weighted-average price. Actual sale prices ranged from $424.52 to $425.45 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
  8. Reflects a weighted-average price. Actual sale prices ranged from $425.58 to $426.17 per share. The filing person undertakes to furnish to the issuer, any requesting shareholder of the issuer, or the staff of the Securities and Exchange Commission complete information regarding the number of shares sold at each separate price.
  9. 37,500 of the 2011 Stock Appreciation Rights remain unvested as of the date hereof, and are scheduled to vest on February 11, 2014,subject to possible acceleration of vesting.
  10. The 2012 Stock Appreciation Rights vest in equal installments on February 6, 2014 and February 6, 2015, subject to possibleacceleration of vesting.
  11. The 2013 Stock Appreciation Rights vest in equal installments on February 7, 2015 and February 7, 2016, subject to possible acceleration of vesting.