Filing Details
- Accession Number:
- 0001415889-13-001832
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 12:29:21
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 12:29:21
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1071036 | W Seth Hamot | 2070 Las Palmas Drive Carlsbad CA 92011 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-13 | 25,000 | $1.29 | 37,000 | No | 4 | P | Indirect | Held by Reporting Person's children |
Common Stock | Acquisiton | 2013-09-13 | 15,000 | $1.25 | 52,000 | No | 4 | P | Indirect | Held by Reporting Person's children |
Common Stock | Acquisiton | 2013-09-13 | 8,000 | $1.25 | 8,000 | No | 4 | P | Indirect | Held by Spouse's IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held by Reporting Person's children |
No | 4 | P | Indirect | Held by Reporting Person's children |
No | 4 | P | Indirect | Held by Spouse's IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 50,603 | Direct | |
Common Stock | 6,341,206 | Indirect | By Costa Brava Partnership III L.P. |
Common Stock | 6,000 | Indirect | By Trust |
Footnotes
- These shares are held in two separate accounts for the Reporting Person's minor children.
- The Reporting Person is the President and sole member of Roark, Rearden & Hamot, LLC, which is the sole general partner of Costa Brava Partnership III L.P. Pursuant to Instruction 4(b)(iv) of Form 4, Roark, Rearden & Hamot, LLC and Seth W. Hamot have elected to report as indirectly beneficially owned the entire number of securities owned by such limited partnership, however each of them disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed its or his pecuniary interest therein and/or that are not actually distributed to it or him.