Filing Details
- Accession Number:
- 0000904454-13-001016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 10:57:58
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 10:57:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1369786 | Sagent Pharmaceuticals Inc. | SGNT | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1398936 | Vivo Ventures V Affiliates Fund, L.p. | 575 High Street, Suite 201 Palo Alto CA 94301 | No | No | Yes | No | |
1398937 | Vivo Ventures Fund V, L.p. | 575 High Street, Suite 201 Palo Alto CA 94301 | No | No | Yes | No | |
1399028 | Vivo Ventures V, Llc | 575 High Street, Suite 201 Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-09-16 | 532,765 | $21.25 | 3,576,966 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2013-09-16 | 6,252 | $21.25 | 41,980 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Footnotes
- In connection with the Issuer's registered offering (the "Offering"), Vivo Ventures Fund V, L.P. ("Fund V") sold 532,765 shares of the Issuer's common stock ("Common Stock") pursuant to an underwriting agreement, dated September 10, 2013 by and among the Issuer, the underwriters and the selling stockholders party thereto (the "Underwriting Agreement")
- In connection with the Offering, Vivo Ventures V Affiliates Fund, L.P. ("V Affiliates Fund") sold 6,252 shares of Common Stock pursuant to the Underwriting Agreement.
- Immediately following the consummation of the Offering, Fund V owns an aggregate of 3,576,966 shares of Common Stock. Vivo Ventures V, LLC, the sole general partner of Fund V, may be deemed to be the beneficial owner of the shares held by Fund V. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by Fund V, except to the extent of its pecuniary interest therein.
- Immediately following the consummation of the Offering, V Affiliates Fund owns an aggregate of 41,980 shares of Common Stock. Vivo Ventures V, LLC, the sole general partner of V Affiliates Fund, may be deemed to be the beneficial owner of the shares held by V Affiliates Fund. Vivo Ventures V, LLC hereby disclaims any beneficial ownership of any shares directly held by V Affiliates Fund, except to the extent of its pecuniary interest therein.