Filing Details
- Accession Number:
- 0001213900-13-005136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-17 06:14:50
- Reporting Period:
- 2013-09-16
- Filing Date:
- 2013-09-17
- Accepted Time:
- 2013-09-17 06:14:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87050 | Neonode Inc | NEON | Electronic Components, Nec (3679) | 941517641 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283973 | Ralph John Reardon | C/O Neonode Inc. 2700 Augustine Dr., Suite 100 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-09-16 | 140,000 | $6.60 | 7,280 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,754 | Indirect | by The RTC Group |
Footnotes
- On September 16, 2013, pursuant to an underwriting agreement dated September 11, 2013, among Neonode Inc. (the "Company"), the selling shareholders named therein (including Mr. Reardon), and Craig-Hallum Capital Group LLC as underwriter (the "Underwriter"), Mr. Reardon sold 140,000 outstanding shares of common stock in the Company (including 20,000 shares through full exercise of the Underwriter's over-allotment option granted by Mr. Reardon) to the Underwriter at a price per share of $6.60.
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