Filing Details
- Accession Number:
- 0001144204-13-051071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 17:32:26
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 17:32:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1379006 | Nanoviricides Inc. | NNVC.OB | Services-Commercial Physical & Biological Research (8731) | 760674577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580568 | Milton Boniuk | C/O Nanoviricides, Inc. 135 Wood Street, Suite 205 West Haven CT 06516 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-09-12 | 571,428 | $3.50 | 658,571 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-09-12 | 285,714 | $3.50 | 476,191 | No | 4 | P | Indirect | Held by Boniuk Investments Ltd. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Held by Boniuk Investments Ltd. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrants | Acquisiton | 2013-09-11 | 571,428 | $0.00 | 571,428 | $5.25 |
Common Stock | Common Stock Warrants | Acquisiton | 2013-09-11 | 285,714 | $0.00 | 285,714 | $5.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
600,000 | 2018-09-12 | No | 4 | A | Direct | |
285,714 | 2018-09-12 | No | 4 | A | Indirect |
Footnotes
- Includes 571,428 shares of common stock held in the name of the Reporting Person and his wife, Laurie Boniuk.
- Includes 285,714 shares of common stock held in the name of Boniuk Investments Ltd.
- Does not include 100 shares of common stock issuable upon exercise of warrants held by the Reporting Person that are currently exercisable.
- Does not include an indeterminate number of shares of common stock issuable upon exercise of debentures held by Boniuk Investments Ltd. that are currently exercisable.
- The warrants are presently exercisable.