Filing Details
- Accession Number:
- 0001181431-13-049167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 17:00:11
- Reporting Period:
- 2013-09-12
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 17:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238007 | William Langsdorf | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | Svp & Chief Financial Ofcr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-09-12 | 5,500 | $8.98 | 5,500 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-09-12 | 5,500 | $13.62 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2013-09-13 | 6,135 | $8.98 | 6,135 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2013-09-13 | 6,135 | $13.68 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-09-12 | 5,500 | $0.00 | 5,500 | $8.98 |
| Class A Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2013-09-13 | 6,135 | $0.00 | 6,135 | $8.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,482 | 2017-08-27 | No | 4 | M | Direct | |
| 37,347 | 2017-08-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 5,000 | Indirect | By Trust |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.56 to $13.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.60 to $13.81, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option is fully vested and is exercisable upon and following the consummation of the Issuer's initial public offering.
Billionaire Hedge Funds
