Filing Details
- Accession Number:
- 0001161697-13-000678
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-09-16 16:21:15
- Reporting Period:
- 2013-09-11
- Filing Date:
- 2013-09-16
- Accepted Time:
- 2013-09-16 16:21:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1074828 | Visualant Inc | VSUL | Measuring & Controlling Devices, Nec (3829) | 911948357 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1581942 | Richard Jeffrey Kruse | 12142 Ne Sky Lane Suite 130 Aurora OR 97002 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-11 | 2,300 | $0.08 | 152,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase Common Stock | $0.09 | 2020-06-07 | 300,000 | 300,000 | Direct | |
Common Stock | Option to Purchase Common Stock | $0.12 | 2014-11-28 | 100,000 | 400,000 | Direct | |
Common Stock | Option to Purchase Common Stock | $0.10 | 2018-08-26 | 800,000 | 1,200,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-06-07 | 300,000 | 300,000 | Direct |
2014-11-28 | 100,000 | 400,000 | Direct |
2018-08-26 | 800,000 | 1,200,000 | Direct |
Footnotes
- Option shares vest 25% after 6 months, then 25% in 3 successive 12 month periods commencing 06/08/2010.
- Option shares vest quarterly over 3 years commencing 11/29/2011.
- Option shares vest quarterly over 3 years commencing 08/27/2013.